Best Investors Account Sign in
Inactive

Susan Ann Sylvest

Murphy & Sylvest

Dallas, TX

CRD 1315321

Claim This Profile
Employer firm

Murphy & Sylvest CRD 165130

$426M regulatory AUM 11 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Selection of other advisers
  • Periodicals / newsletters
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Murphy & Sylvest

13760 Noel Road Suite 300, Dallas, TX 75240 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2014-08-22
TX RA APPROVED 2013-01-03
  • LA RA
    APPROVED
    Since 2014-08-22
  • TX RA
    APPROVED
    Since 2013-01-03

Branch Locations

13760 Noel Road Suite 300, Dallas, TX 75240 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Sylvest Advisors, Llc Dallas TX 01/2013 Present
  • 01/2013 → Present
    Sylvest Advisors, Llc
    Dallas, TX
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1993-12-30
S63 Uniform Securities Agent State Law Examination 1993-12-20
  • S65 Uniform Investment Adviser Law Examination
    1993-12-30
  • S63 Uniform Securities Agent State Law Examination
    1993-12-20
Other Names
  • Susan Ann Maddocks
  • Susan Ann Manos
  • Susan Ann Rouke
  • Susan (Rouke) Sylvest

View on SEC IAPD

Nearby Firms

Nearby Investors

Nearby Offices

More in Dallas, TX

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor