Susan Ann Sylvest

Current Employers

Murphy & Sylvest

13760 Noel Road Suite 300, Dallas, TX 75240 • United States

Current Registrations

Authority	Category	Status	Date
LA	RA	APPROVED	2014-08-22
TX	RA	APPROVED	2013-01-03

LA RA
APPROVED

Since 2014-08-22
TX RA
APPROVED

Since 2013-01-03

Branch Locations

13760 Noel Road Suite 300, Dallas, TX 75240 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Sylvest Advisors, Llc	Dallas	TX	01/2013	Present

01/2013 → Present

Sylvest Advisors, Llc

Dallas, TX

Previous Registrations

2007-01-31 → 2013-01-15

Mml Investors Services, Llc

Dallas, TX

Dallas, TX
2006-02-17 → 2007-01-22

Annandale Capital, Llc

Dallas, TX
2002-04-11 → 2003-01-15

Fisher Investments

Coppell, TX

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1993-12-30
S63	Uniform Securities Agent State Law Examination	1993-12-20

S65 Uniform Investment Adviser Law Examination

1993-12-30
S63 Uniform Securities Agent State Law Examination

1993-12-20

Other Names

Susan Ann Maddocks
Susan Ann Manos
Susan Ann Rouke
Susan (Rouke) Sylvest

View on SEC IAPD

Current Employers

Murphy & Sylvest

Disclosures

Employment History

Previous Registrations

Exams

Other Names

Other Firms

Other Investors

Other Offices

Reviews