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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-06-18 |
| NH | RA | APPROVED | 2009-06-01 |
Branch Locations
1155 Elm Street 6Th Floor, Manchester, NH 03101 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney | Manchester | NH | 06/2009 | Present |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | Present |
*485669 - Trust; Investment related - Yes; Dennisport, Massachusetts; 03/2022; During business hours: 0; After business hours: 0 * 485898 - Trust ; Investment related Yes; Manchester, New Hampshire; Trust ; Trustee/Co-Trustee; 03/2022; During business hours: 0; After business hours: 0; Accounting/Bookkeeping, Check Signing/Funds Disbursements
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-04-04 |
| S63 | Uniform Securities Agent State Law Examination | 1986-09-18 |
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