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Demetra James Pace

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Leawood, KS

Independence, MO

CRD 1315193

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Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars
  • PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2009-01-22
KS RA APPROVED 2007-04-25
MO RA APPROVED 2001-04-17
  • TX RA
    APPROVED_RES
    Since 2009-01-22
  • KS RA
    APPROVED
    Since 2007-04-25
  • MO RA
    APPROVED
    Since 2001-04-17

Branch Locations

3401 College Blvd, Leawood, KS 66211 • United States

Independence, MO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated New York NY 01/1984 Present
Other Businesses

5/3/2010-FOR-PROFIT-JAMES AND BARBARA SIAVELIS-601 N HAMLIN AVE-PARK RIDGE-IL-NON INV/COMP-SERVING PARENTS AS MLPOA.-SERVING PARENTS AS MLPOA.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1994-06-22
S63 Uniform Securities Agent State Law Examination 1991-07-11
  • S65 Uniform Investment Adviser Law Examination
    1994-06-22
  • S63 Uniform Securities Agent State Law Examination
    1991-07-11
Other Names
  • Demetra James Siavelis

View on SEC IAPD

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Nearby Investors

COREY RANDALL BIERL
JASON BRETT COLE
JAY PATRICK SIMPSON

Nearby Offices

LPL FINANCIAL LLC · LEAWOOD, KS
LPL FINANCIAL LLC · LEAWOOD, KS
STATE FARM INVESTMENT MANAGEMENT CORP. · Leawood, KS

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