Best Investors Account Sign in

Demetra James Pace

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Leawood, KS

Independence, MO

Claim This Profile
Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2009-01-22
KS RA APPROVED 2007-04-25
MO RA APPROVED 2001-04-17
  • TX RA
    APPROVED_RES
    Since 2009-01-22
  • KS RA
    APPROVED
    Since 2007-04-25
  • MO RA
    APPROVED
    Since 2001-04-17

Branch Locations

3401 College Blvd, Leawood, KS 66211 • United States

Independence, MO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated New York NY 01/1984 Present
Other Businesses

5/3/2010-FOR-PROFIT-JAMES AND BARBARA SIAVELIS-601 N HAMLIN AVE-PARK RIDGE-IL-NON INV/COMP-SERVING PARENTS AS MLPOA.-SERVING PARENTS AS MLPOA.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1994-06-22
S63 Uniform Securities Agent State Law Examination 1991-07-11
  • S65 Uniform Investment Adviser Law Examination
    1994-06-22
  • S63 Uniform Securities Agent State Law Examination
    1991-07-11
Other Names
  • Demetra James Siavelis

View on SEC IAPD

Other Firms

LPL FINANCIAL LLC
STATE FARM INVESTMENT MANAGEMENT CORP.
FIRST NATIONAL ADVISERS, LLC
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
TFB ADVISORS, LLC
BEACON WEALTH ADVISORY
FREESTATE ADVISORS LLC
GAUGHAN & CONNEALY WEALTH MANAGEMENT, LLC

Other Investors

COREY RANDALL BIERL
JASON BRETT COLE
JAY PATRICK SIMPSON
MATTHEW JOHN SCHOENFELD
NATHAN DAVID PAULSON
Michael Nathan Paulson
MICHAEL FRANK BACA
THOMAS SCOTT WOODWARD

Other Offices

LPL FINANCIAL LLC · LEAWOOD, KS
LPL FINANCIAL LLC · LEAWOOD, KS
STATE FARM INVESTMENT MANAGEMENT CORP. · Leawood, KS
FIRST NATIONAL ADVISERS, LLC · Overland Park, KS
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · OVERLAND PARK, KS
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · OVERLAND PARK, KS
TFB ADVISORS, LLC · OVERLAND PARK, KS
BEACON WEALTH ADVISORY · OVERLAND PARK, KS

More in Leawood, KS

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor