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Current Employers
Spc

300 Parkland Plaza, Ann Arbor, MI 48103 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-09-26
CA RA APPROVED 2005-03-08
  • TX RA
    APPROVED
    Since 2025-09-26
  • CA RA
    APPROVED
    Since 2005-03-08

Branch Locations

Lakeway, TX • United States

1407 Oakland Blvd Suite 301, Walnut Creek, CA 94596 • United States

300 Parkland Plaza, Ann Arbor, MI 48103 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Principal Mutual Life San Francisco CA 02/1996 Present
Hanna Insurance Agency San Francisco CA 10/1996 Present
Spc Ann Arbor MI 03/2005 Present
Parkland Securities Ann Arbor MI 08/2014 Present
  • 02/1996 → Present
    Principal Mutual Life
    San Francisco, CA
  • 10/1996 → Present
    Hanna Insurance Agency
    San Francisco, CA
  • 03/2005 → Present
    Ann Arbor, MI
  • 08/2014 → Present
    Parkland Securities
    Ann Arbor, MI
Previous Registrations
  • 1999-08-05 → 2004-11-02
    Walnut Street Advisers Inc
    Petaluma, CA
Other Businesses

1. HANNA INSURANCE AND FINANCIAL SOLUTIONS, INC. dba Hanna Agency. SOLE SHAREHOLDER. HANNA INSURANCE AND FINANCIAL SOLUTIONS IS A LICENSED L&H INSURANCE AGENCY. Start date: 1/2/19, approx. 10 hrs/mo. Not investment related. 2. I HOLD APPOINTMENTS WITH VARIOUS TRADITIONAL (NON REGISTERED) INSURANCE COMPANIES. 3. Member At Large / Board of Directors for Life Happens, a non-profit organization located in Arlington, VA, and works to increase consumer awareness of life insurance industry products. Start date: 1/1/20, approx. 1-3 hrs/mo. Term ends 12/31/21. On October 1, 2021, I was elected elected to serve on the Executive Board as Chair of the organization. I will contribute strategic and tactical advice and guidance. No direct/indirect access to funds other than voting on and assisting with setting the annual budget. Term runs for 4 years. 4. Serve as co-POA, with my sister, for my step-mother. Start date: 11/1/21, approx. 2-3 hrs/mo. 5. Hanna Insurance & Financial Solutions, Inc. and Mark Hanna are members of First Financial Resources - a members-only life insurance distribution firm. Hanna Insurance & Financial Solutions receives overrides on non-variable insurance products from FFR. Sales of registered products eligible for carrier overrides are paid through Parkland Securities. No direct compensation is paid to Mark Hanna. Start date: 7/20/16

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1987-03-12
  • S63 Uniform Securities Agent State Law Examination
    1987-03-12
Designations

View on SEC IAPD

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