Jack Ray Perry

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
IN	RA	APPROVED	2015-11-24

IN RA
APPROVED

Since 2015-11-24

Branch Locations

Zionsville, IN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial, Llc	Indianapolis	IN	11/2015	Present

11/2015 → Present

Lpl Financial, Llc

Indianapolis, IN

Previous Registrations

2007-08-31 → 2015-11-25

City Securities Corporation

Indianapolis, IN
2000-01-25 → 2007-09-11

Raymond James & Associates, Inc.

Indianapolis, IN

Indianapolis, IN

Other Businesses

1. 11/24/2015 - Perry Wealth Management/ DBA for LPL Business (entity for LPL business)/ 100%/ INDIANAPOLIS, IN 2. 12/18/2023 - Delta Tau Delta at IU - Other - Advisor - Volunteer Alumni Advisor - Non-Investment Related - Home Based and Campus Based - Start Date 10/01/2022 - 8 Hours Per Month/ 0 Hours During Trading

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1994-04-26
S63	Uniform Securities Agent State Law Examination	1984-11-30

S65 Uniform Investment Adviser Law Examination

1994-04-26
S63 Uniform Securities Agent State Law Examination

1984-11-30

Designations

Certified Financial Planner

Other Names

Jr Jack Ray Perry

View on SEC IAPD