Fred Joseph Tantillo

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/1991 → 09/2024
  Royal Alliance Associates, Inc./Osaic Wealth, Inc.
  Uniondale, NY
• 09/2024 → Present
  Lpl Financial
  Delray Beach, FL

Previous Registrations

• 2009-07-29 → 2024-10-02
  Osaic Wealth, Inc.
  Plainview, NY
  Melville, NY
  Delray Beach, FL

Other Businesses

1. 07/03/2024 - Alpine Capital Group FL, Inc - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 10/01/2024 - 0 Hours Per Month/ During Trading 2. 07/03/2024 - Insurance - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - Start Date 09/01/1984 - 10 Hours Per Month/ 1 Hour During Trading 3. 07/03/2024 - TAX PREPARATION - Tax Prep/Accounting/CPA - Owner - Investment Related - At Reported Business Location(s) - Start Date 01/01/1987 - 0 Hours Per Month/ During Trading

Exams

• S65 Uniform Investment Adviser Law Examination
  2004-01-21
• S63 Uniform Securities Agent State Law Examination
  1984-11-14

Designations

• Chartered Financial Consultant