Inactive

Leann Shea

Cresset Asset Management, LLC

San Francisco, CA

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Current Employers

Cresset Asset Management, Llc

444 W. Lake Street Suite 4700, Chicago, IL 60606 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2024-11-21

CA RA
APPROVED

Since 2024-11-21

Branch Locations

101 California Street 101 California Street, San Francisco, CA 94111 • United States

444 W. Lake Street Suite 4700, Chicago, IL 60606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Natixis	Oakland	CA	10/2011	05/2019
Capfinancial Securities, Llc	Raleigh	NC	05/2019	09/2020
Captrust	Raleigh	NC	05/2019	09/2020
Rbc Capital Markets, Llc	Walnut Creek	CA	09/2020	04/2021
Bingham, Osborn, & Scarborough, Llc	San Francisco	CA	05/2021	11/2021
Cerity Partners Llc	San Francisco	CA	11/2021	09/2023
Cresset Asset Management, Llc	Chicago	IL	09/2023	Present

10/2011 → 05/2019

Natixis

Oakland, CA
05/2019 → 09/2020

Capfinancial Securities, Llc

Raleigh, NC
05/2019 → 09/2020

Captrust

Raleigh, NC
09/2020 → 04/2021

Rbc Capital Markets, Llc

Walnut Creek, CA
05/2021 → 11/2021

Bingham, Osborn, & Scarborough, Llc

San Francisco, CA
11/2021 → 09/2023

Cerity Partners Llc

San Francisco, CA
09/2023 → Present

Cresset Asset Management, Llc

Chicago, IL

Previous Registrations

2022-02-09 → 2023-07-28

Cerity Partners Llc

New York, NY

San Francisco, CA
2021-05-28 → 2021-11-01

B|O|S

San Francisco, CA
2020-09-21 → 2021-05-05

Rbc Capital Markets, Llc

Walnut Creek, CA
2019-06-03 → 2020-09-22

Captrust

Raleigh, NC

San Ramon, CA
2016-05-17 → 2019-05-20

Natixis Advisors, Llc

San Francisco, CA

Boston, MA

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2016-05-17

S66 Uniform Combined State Law Examination

2016-05-17

Other Names

Leann Shea-Floyd

View on SEC IAPD

Other Firms

FORT POINT CAPITAL PARTNERS LLC

DIVISAR CAPITAL MANAGEMENT, LLC

CHARLES SCHWAB & CO., INC.

1SHARPE CAPITAL LLC

RBC SECURITIES, INC

STRATEGIC ADVISERS LLC

VALEAS CAPITAL PARTNERS

ZENTARA EXCHANGE LTD

Other Investors

TIMOTHY TODD MCDOWELL

JOHN HUGH MCDEVITT

JOSEPH WADE PITTS

MARK ALLAN ANDERSON

RALPH MELVILLE DRYBROUGH

PAUL ROBERT TOUCHSTONE

Jacob David Mahoney

ROBIN TICKNOR BRINCKERHOFF

Other Offices

FORT POINT CAPITAL PARTNERS LLC · SAN FRANCISCO, CA

DIVISAR CAPITAL MANAGEMENT, LLC · SAN FRANCISCO, CA

CHARLES SCHWAB & CO., INC. · San Francisco, CA

1SHARPE CAPITAL LLC · SAN FRANCISCO, CA

RBC SECURITIES, INC · SAN FRANCISCO, CA

STRATEGIC ADVISERS LLC · SAN FRANCISCO, CA

VALEAS CAPITAL PARTNERS · SAN FRANCISCO, CA

ZENTARA EXCHANGE LTD · SAN FRANCISCO, CA

More in San Francisco, CA

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