Mitchell Rutherford Mays

Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2015-07-02
VA	RA	APPROVED	1997-06-02

TX RA
APPROVED_RES

Since 2015-07-02
VA RA
APPROVED

Since 1997-06-02

Branch Locations

202 Archway Court, Lynchburg, VA 24502 • United States

Lynchburg, VA • United States

222 Central Park Ave Suite 1100, Virginia Beach, VA 23462 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Massmutual Life Insurance Co	Lynchburg	VA	10/1981	Present
Mml Investors Services, Llc	Lynchburg	VA	07/1985	Present

10/1981 → Present

Massmutual Life Insurance Co

Lynchburg, VA
07/1985 → Present

Mml Investors Services, Llc

Lynchburg, VA

Other Businesses

(1)NAME: FORD MAYS WEALTH MANAGEMENT INV REL: Y ADD: P.O. BOX 2877 LYNCHBURG, VA. 24501 NATURE: INDIVIDUAL LIFE AND HEALTH POSITION: AGENT START DATE: 1995 NO. HR/MO:1 NO. HR/MO DURING SEC TRADING:1

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1997-05-15
S63	Uniform Securities Agent State Law Examination	1986-01-08

S65 Uniform Investment Adviser Law Examination

1997-05-15
S63 Uniform Securities Agent State Law Examination

1986-01-08

Other Names

Ford Mays
Mitchell Rutherford Mays

View on SEC IAPD