Jeffrey Sloane Marcus

Employer firm

Turning Point Analytics, LLC CRD 166287

2 advisory clients

Reported services (Item 5G)

Periodicals / newsletters
SECURITIES AND MARKET ADVICE

From the firm’s Form ADV. Read the guides:

Current Employers

Turning Point Analytics, Llc

East Sandwich, MA • United States

Current Registrations

Authority	Category	Status	Date
MA	RA	APPROVED	2018-06-01

MA RA
APPROVED

Since 2018-06-01

Branch Locations

East Sandwich, MA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Turning Point Analytics, Llc	Ridgefield	CT	09/2009	Present
Rosenblatt Securities Inc.	New York	NY	09/2013	Present

09/2009 → Present

Turning Point Analytics, Llc

Ridgefield, CT
09/2013 → Present

Rosenblatt Securities Inc.

New York, NY

Previous Registrations

2013-01-11 → 2017-12-31

Turning Point Analytics, Llc

East Sandwich, MA

Other Businesses

MR. MARCUS IS CEO OF TURNING POINT ANALYTICS, LLC (TPA) A SEC REGISTERED INVESTMENT ADVISOR. TPA PROVIDES TECHNICAL ANALYSIS REPORTS CONCERNING PAST TRADING HISTORY WHILE TRYING TO FORECAST FUTURE PRICE ACTION. TPA DOES NOT ACTIVELY MANAGE INVESTOR FUNDS. THIS OUTSIDE EMPLOYMENT IS APPROVED BY ROSENBLATT SECURITIES INC. MR. MARCUS HAS BECOME A LICENSED REAL ESTATE AGENT IN MASSACHUSETTS. MR. MARCUS HAS JOINED SOTHEBYS INTERNATIONAL REALTY AND HAS AN OFFICE IN OSTERVILLE, MA. MR. MARCUS STARTED A NEW BUSINESS NAMES HOMEYAP (WWW.HOMEYAP.COM).

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2015-05-05
S65	Uniform Investment Adviser Law Examination	2012-12-11

S63 Uniform Securities Agent State Law Examination

2015-05-05
S65 Uniform Investment Adviser Law Examination

2012-12-11

Other Names

Jeff Marcus

View on SEC IAPD