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Jeffrey Sloane Marcus

Turning Point Analytics, LLC

East Sandwich, MA

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Current Employers
Turning Point Analytics, Llc

East Sandwich, MA • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2018-06-01
  • MA RA
    APPROVED
    Since 2018-06-01

Branch Locations

East Sandwich, MA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Turning Point Analytics, Llc Ridgefield CT 09/2009 Present
Rosenblatt Securities Inc. New York NY 09/2013 Present
Previous Registrations
Other Businesses

MR. MARCUS IS CEO OF TURNING POINT ANALYTICS, LLC (TPA) A SEC REGISTERED INVESTMENT ADVISOR. TPA PROVIDES TECHNICAL ANALYSIS REPORTS CONCERNING PAST TRADING HISTORY WHILE TRYING TO FORECAST FUTURE PRICE ACTION. TPA DOES NOT ACTIVELY MANAGE INVESTOR FUNDS. THIS OUTSIDE EMPLOYMENT IS APPROVED BY ROSENBLATT SECURITIES INC. MR. MARCUS HAS BECOME A LICENSED REAL ESTATE AGENT IN MASSACHUSETTS. MR. MARCUS HAS JOINED SOTHEBYS INTERNATIONAL REALTY AND HAS AN OFFICE IN OSTERVILLE, MA. MR. MARCUS STARTED A NEW BUSINESS NAMES HOMEYAP (WWW.HOMEYAP.COM).

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2015-05-05
S65 Uniform Investment Adviser Law Examination 2012-12-11
  • S63 Uniform Securities Agent State Law Examination
    2015-05-05
  • S65 Uniform Investment Adviser Law Examination
    2012-12-11
Other Names
  • Jeff Marcus

View on SEC IAPD

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