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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2013-03-28 |
| OR | RA | APPROVED | 2004-05-27 |
Branch Locations
10151 Se Sunnyside Rd, Ste 499, Clackamas, OR 97015 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Portland | OR | 05/2004 | Present |
(1) 5/21/2012 - Thomas R. Berry, LLC - Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Time Spent 0%. (2) 4/19/2016 - Berry Wealth - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - START 05/01/2016 - 160 Hours Per Month During Securities Trading - This is a modification of our existing pre-approved DBA "Berry Wealth Strategies". This is not for an RIA, insurance agency, provide non-LPL services or associated with anyone else. LPL has approved Berry Wealth as email and domain name.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-11-12 |
| S63 | Uniform Securities Agent State Law Examination | 1985-09-16 |
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