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Current Employers
Private Advisor Group, Llc

305 Madison Avenue, Morristown, NJ 07960 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2023-08-16
TX RA APPROVED 2023-08-16
  • CT RA
    APPROVED
    Since 2023-08-16
  • TX RA
    APPROVED
    Since 2023-08-16

Branch Locations

305 Madison Avenue, Morristown, NJ 07960 • United States

Georgetown, TX • United States

223 Addison Rd Suite 301, Glastonbury, CT 06033 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The New England Guild, Inc. Hartford CT 07/1991 03/2018
Ohanesian / Lecours, Inc. West Hartford CT 04/2018 07/2023
Cambridge Investment Research Advisors, Inc. Fairfield IA 11/2018 07/2023
Private Advisor Group, Llc Morristown NJ 07/2023 Present
Previous Registrations
  • 2018-11-27 → 2023-08-25
    West Hartford, CT
    Georgetown, TX
  • 2018-04-01 → 2018-12-31
    Ohanesian / Lecours, Inc.
    West Hartford, CT
    West Hartford, CT
  • 1991-08-23 → 2018-05-02
    New England Guild Wealth Advisors, Inc.
    Hartford, CT
    Avon, CT
    Avon, CT
Other Businesses

1.Mr. Rives serves as a Board Member for Voce, Inc. which is a professional choral ensemble founded in 2006 based in Hartford, CT. 2.Mr. Rives serves as a Member of the Investment Committee for St. John's Episcopal Church in West Hartford, CT. 3.Mr. Rives serves as a Member of the Investment Committee for the New Britain Museum of American Art in New Britain, CT. 4.Mr. Rives provides tax advice and tax preparation services, but any such tax advice and tax preparation services are separate and apart from investment advisory services that Mr. Rives provides. Clients can engage Mr. Rives for tax advice and to provide tax preparation services, but any such advice or services are separate and apart from Private Advisor Group. 5.Mr. Rives uses StoneCastle Consulting as the name of the business under which he provides investment advice through Private Advisor Group, LLC.

Other Names
  • Hal Rives
  • Harold L Rives

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