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305 Madison Avenue, Morristown, NJ 07960 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2023-08-16 |
| TX | RA | APPROVED | 2023-08-16 |
Branch Locations
305 Madison Avenue, Morristown, NJ 07960 • United States
Georgetown, TX • United States
223 Addison Rd Suite 301, Glastonbury, CT 06033 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The New England Guild, Inc. | Hartford | CT | 07/1991 | 03/2018 |
| Ohanesian / Lecours, Inc. | West Hartford | CT | 04/2018 | 07/2023 |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 11/2018 | 07/2023 |
| Private Advisor Group, Llc | Morristown | NJ | 07/2023 | Present |
1.Mr. Rives serves as a Board Member for Voce, Inc. which is a professional choral ensemble founded in 2006 based in Hartford, CT. 2.Mr. Rives serves as a Member of the Investment Committee for St. John's Episcopal Church in West Hartford, CT. 3.Mr. Rives serves as a Member of the Investment Committee for the New Britain Museum of American Art in New Britain, CT. 4.Mr. Rives provides tax advice and tax preparation services, but any such tax advice and tax preparation services are separate and apart from investment advisory services that Mr. Rives provides. Clients can engage Mr. Rives for tax advice and to provide tax preparation services, but any such advice or services are separate and apart from Private Advisor Group. 5.Mr. Rives uses StoneCastle Consulting as the name of the business under which he provides investment advice through Private Advisor Group, LLC.
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