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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2018-01-04
MS RA APPROVED 2009-01-02
  • TX RA
    APPROVED_RES
    Since 2018-01-04
  • MS RA
    APPROVED
    Since 2009-01-02

Branch Locations

100 Fountains Blvd Suite 200, Madison, MS 39110 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services, Inc. Ridgeland MS 07/1986 Present
Raymond James Financial Services Advisors, Inc Ridgeland MS 01/2009 Present
Other Businesses

(1)Name of Business: Address: 100 Fountains Boulevard, Madison, MS, 39110-2522, United States Activity Type: Control Person Position/Title: Trustee (Acting), Trust advisor (Acting) Investment Related: Yes Start Date: 11/29/2023 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: TRUSTEE FOR MY BROTHERS TRUST. (2)Name of Business: WALTON Address: 312 DUNLEIGH CT, MADISON, MS, 39110, United States Activity Type: Control Person Position/Title: Trust advisor (Acting), Trustee (Acting), Executor (Acting) Investment Related: Yes Start Date: 01/12/2012 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: EXECUTOR OF WILL FOR BROTHER AND SISTER AND ME.\nTRUSTEE FOR JAMES M.WALTON TRUST\nADVISOR ON THIS TRUST (3)Name of Business: WALTON WEALTH MGT. Address: 312 DUNLEIGH CT., MADISON, MS, 39110, United States Activity Type: Support Company - Owner Position/Title: Officer - President Investment Related: No Start Date: 06/15/2015 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Owner of support company

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2008-03-26
S63 Uniform Securities Agent State Law Examination 1984-12-19
  • S65 Uniform Investment Adviser Law Examination
    2008-03-26
  • S63 Uniform Securities Agent State Law Examination
    1984-12-19
Other Names
  • Bob Walton

View on SEC IAPD

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