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Cambridge Investment Research Advisors, Inc. CRD 134139
$139B regulatory AUM 68,815 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2026-07-21 |
| GA | RA | APPROVED | 2024-10-04 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Roswell | GA | 07/2002 | 12/2020 |
| Stratos Wealth Partners Ltd | Cumming | GA | 08/2019 | 11/2023 |
| Buckhead Brokerage | Suwanee | GA | 08/2022 | 05/2024 |
| The Leaders Group Inc | Littleton | CO | 08/2022 | 12/2022 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 10/2024 | Present |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 10/2024 | Present |
| Unemployed | Cumming | GA | 06/2024 | 09/2024 |
1) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF AN RIA, INV REL, 160 HR/MO, 120 HR/MO TRADING, 10/2024 2) SCHNUPP WEALTH ADVISORY GROUP, 2805 Cambria Ct, Cumming GA 30041, United States, 10/23/2024, IAR, DBA, INV REL, 160 HR/MO - 160 HR/MO TRADING 3) SCHNUPP WEALTH ADVISORY GROUP, 2805 Cambria Ct, Ste 100, Cumming GA 30041-1571, United States, 11/03/2025, Agent, Insurance/Benefits/Human Resources, NIR, (25) HR/MO - (25) HR/MO TRADING
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1993-11-24 |
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