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10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| LA | RA | APPROVED | 2025-06-02 |
| WA | RA | APPROVED | 2025-05-12 |
| SC | RA | APPROVED | 2024-07-01 |
| AL | RA | APPROVED | 2023-08-02 |
| OR | RA | APPROVED | 2023-04-28 |
| RI | RA | APPROVED | 2022-07-19 |
| MI | RA | APPROVED | 2021-09-08 |
| NY | RA | APPROVED | 2021-04-16 |
| DC | RA | APPROVED | 2020-02-03 |
| MD | RA | APPROVED | 2018-05-21 |
| MA | RA | APPROVED | 2018-03-19 |
| WY | RA | APPROVED | 2018-02-01 |
| IL | RA | APPROVED | 2018-01-10 |
| PA | RA | APPROVED | 2017-12-15 |
| DE | RA | APPROVED | 2011-08-16 |
| OH | RA | APPROVED | 2011-08-16 |
| CA | RA | APPROVED | 2011-02-11 |
| NM | RA | APPROVED | 2010-02-22 |
| ME | RA | APPROVED | 2010-02-05 |
| NH | RA | APPROVED | 2010-01-28 |
| CO | RA | APPROVED | 2009-08-03 |
| NJ | RA | APPROVED | 2004-08-02 |
| FL | RA | APPROVED | 2003-01-17 |
| VA | RA | APPROVED | 2001-08-14 |
| CT | RA | APPROVED | 2001-01-02 |
Branch Locations
800 Westchester Avenue Suite N407, Rye Brook, NY 10573 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Glicoa (Deppe Agency) | White Plains | NY | 06/1984 | Present |
| The Guardian Life Insurance Company Of America | Rye Brook | NY | 11/1985 | Present |
| Park Avenue Securities Llc | Rye Brook | NY | 05/1999 | Present |
1. ADLS Ventures-Passive investments into Laundromats, Start: 07/01/2015, Address: Laundromats in Chicopee MA, Waterbury, CT, Hartford, CT and New Britain, CT,. 1 bus hour per month, Investment Related, 2. Lion Street-Brokerage contract with Lion Street for surplus business,. Start: 06/06/2011, Address: 800 Westchester Ave; Suite N409, Rye Brook, NY 10573, 5 bus hours per month, Investment related, 3. LAD Numero Duo, LLC-The purpose of this LLC is to lend money to support the purchase of a hotel,. Start: 05/20/2016, Address: N/A, 1 bus hour per month, Investment related, 4. The American College - Board member, Start: 01/01/2016, Address: 270 South Bryn Mawr Avenue, Bryn Mawr, PA 19010, 2 bus hours per month, Not investment related, 5. Associated Benefit Consultants, LLC-PAS/Guardian DBA name, Start: 01/01/2001, Address: 800 Westchester Ave, Suite N409A Rye Brook, NY 10573, 150 bus hours per month, Not investment related, >10% annual compensation, 6. New Canaan Lumber Co-Real Estate Management and Development Firm, Start: 10/31/2016, Address: 59 Grove Street, New Canaan, CT 06840, Hrs per month - tot/bus:30/20, Investment related, 7) Lawrence J Romano Revocable Trust-step father, Start: 11/01/2021, Address: N/A, Less than 1 total hour per month; 1/4 hour during securities trading hours, Not investment related, No annual compensation, 8) Mamanasco Patners, LLC-owner Nature of Business: private loan, Start date: 12/15/2025, Address: NCLC 59 Grove Street New Canaan, CT 06840, Duties: owner, 1 total hours per month; 1 during securities trading hours, Investment related,
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2010-06-24 |
| S63 | Uniform Securities Agent State Law Examination | 1984-12-14 |
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