Mark Barry Mccarthy

Current Employers

Cmc Financial Group, Llc

7000 Central Parkway Suite 225, Atlanta, GA 30328 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2019-04-29
GA	RA	APPROVED	2018-05-04

TX RA
APPROVED_RES

Since 2019-04-29
GA RA
APPROVED

Since 2018-05-04

Branch Locations

Palm City, FL • United States

7000 Central Parkway Suite 225, Atlanta, GA 30328 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Advisors Financial Network Llc	Woodstock	GA	05/2009	05/2018
Cmc Financial Group, Llc	Atlanta	GA	05/2018	Present

05/2009 → 05/2018

Wells Fargo Advisors Financial Network Llc

Woodstock, GA
05/2018 → Present

Cmc Financial Group, Llc

Atlanta, GA

Previous Registrations

2009-02-13 → 2018-05-09

Wells Fargo Advisors Financial Network, Llc

Atlanta, GA
2000-08-14 → 2009-03-04

Ubs Financial Services Inc.

Atlanta, GA

Atlanta, GA

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1992-03-16
S63	Uniform Securities Agent State Law Examination	1984-11-01

S65 Uniform Investment Adviser Law Examination

1992-03-16
S63 Uniform Securities Agent State Law Examination

1984-11-01

Other Names

Mark B Mccarthy

View on SEC IAPD