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Roland John Sample

Mml Investors Services, LLC

Franklin, TN

Clarksville, TN

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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2017-03-25
  • TN RA
    APPROVED
    Since 2017-03-25

Branch Locations

3401 Mallory Lane Suite 220, Franklin, TN 37067 • United States

Clarksville, TN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mml Investors Services, Llc Franklin TN 03/2017 Present
Msi Financial Services Nashville TN 07/2016 03/2017
Massachusetts Mutual Life Insurance Company Franklin TN 07/2016 Present
  • 03/2017 → Present
    Mml Investors Services, Llc
    Franklin, TN
  • 07/2016 → 03/2017
    Msi Financial Services
    Nashville, TN
  • 07/2016 → Present
    Massachusetts Mutual Life Insurance Company
    Franklin, TN
Previous Registrations
  • 2004-03-15 → 2017-03-25
    Msi Financial Services, Inc.
    Memphis, TN
    Clarksville, TN
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1998-09-11
  • S63 Uniform Securities Agent State Law Examination
    1998-09-11
Designations
Other Names
  • Ron Sample

View on SEC IAPD

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Other Offices

SAGESPRING WEALTH PARTNERS · Franklin, TN
D.A. DAVIDSON & CO. · FRANKLIN, TN
LPL FINANCIAL LLC · FRANKLIN, TN
EQUITABLE ADVISORS, LLC · FRANKLIN, TN
ONEDIGITAL · Franklin, TN
ONEDIGITAL · FRANKLIN, TN
EDWARD JONES · FRANKLIN, TN
EFINANCIAL ALLIANCE, LLC · FRANKLIN, TN

More in Franklin, TN

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