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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-11-04 |
| CA | RA | APPROVED | 2017-02-28 |
| IN | RA | APPROVED | 2017-02-28 |
Branch Locations
1620 W. Oak Street Suite 101, Zionsville, IN 46077 • United States
8900 Keystone Crossing Suite 300, Indianapolis, IN 46240 • United States
3591 North Briarwood Lane, Muncie, IN 47304 • United States
7030 Pointe Inverness Way Suite 310, Fort Wayne, IN 46804 • United States
600 East 96Th Street, Suite 575, Indianapolis, IN 46240 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| City Securities Corporation | Indianpolis | IN | 02/2003 | 02/2017 |
| Stifel, Nicolaus & Company, Incorporated | South Bend | IN | 02/2017 | Present |
1. Executor for a NonFamily Estate
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-04-12 |
| S63 | Uniform Securities Agent State Law Examination | 1984-12-17 |
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