Peter Matthew Babilla

Current Employers

Employment History

• 06/2009 → 10/2017
  Morgan Stanley
  Naperville, IL
• 01/2015 → 01/2019
  Morgan Stanley Private Bank, N.A.
  New York, NY
• 10/2017 → 01/2019
  Morgan Stanley
  Lisle, IL
• 01/2019 → Present
  Lpl Financial Llc
  Downers Grove, IL
• 01/2019 → Present
  Avant Holistic Wealth Management, Llc
  Wheaton, IL
• 12/2022 → Present
  Vertex Partners
  Downers Grove, IL

Previous Registrations

• 2009-06-01 → 2019-01-25
  Morgan Stanley
  Naperville, IL
  Purchase, NY
  Naperville, IL
  Lisle, IL
• 2009-05-28 → 2009-07-30
  Citigroup Global Markets Inc.
  Naperville, IL
  New York, NY
• 2001-11-02 → 2009-06-12
  Ubs Financial Services Inc.
  Naperville, IL
  Naperville, IL

Other Businesses

1. 1/18/19 - Highpoint Planning Partners LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 01/20/19 - Time Spent 100% 2. 1/31/2019 - Avant Holistic Wealth Management - Investment related - Home based - Business Entity For Tax/Investment Purposes Only - start date: 01/24/2019 - 0 Hours Per Month. 3. 11/5/2020 - Ohio National Life - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 08/03/2020 - 10 Hours Per Month/0 Hours During Securities Trading. 4. 10/5/2021 - Capitas Financial Midwest, LLC - Investment Related - HighPoint, 2001 Butterfield Rd Ste 1000, Downers Grove, IL 60515 - Non-Variable Insurance - Started 08/02/2021 - 2 Hours Per Month/0 Hours During Securities Trading. 5. 1/24/2023 - Vertex Partners LLC - DBA: Vertex Planning Partners LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Start Date - 12/15/2022 - 160 Hours Per Month/160 Hours During Securities Trading - I provide investment advisory services through Vertex Partners LLC, an independent investment advisor firm. I started this business activity in 12/2022. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams

• S66 Uniform Combined State Law Examination
  2001-03-20
• S63 Uniform Securities Agent State Law Examination
  1985-03-06

Designations

Other Names

• Peter M Babilla
• Peter Mathew Babilla
• Pete Babilla