Wendy Jo Bellerive

Current Employers

Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

Authority	Category	Status	Date
CT	RA	APPROVED	2024-01-09
FL	RA	APPROVED	2021-03-03
TX	RA	APPROVED	2020-01-02
MA	RA	APPROVED	2013-04-16

CT RA
APPROVED

Since 2024-01-09
FL RA
APPROVED

Since 2021-03-03
TX RA
APPROVED

Since 2020-01-02
MA RA
APPROVED

Since 2013-04-16

Branch Locations

Charlton City, MA • United States

67 Millbrook St Ste 505, Worcester, MA 01606 • United States

74 Batterson Park Road Suite 303, Farmington, CT 06032 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Cambridge Investment Research, Inc	Fairfield	IA	10/2010	Present
Cambridge Investment Research Advisors, Inc	Fairfield	IA	10/2010	Present

10/2010 → Present

Cambridge Investment Research, Inc

Fairfield, IA
10/2010 → Present

Cambridge Investment Research Advisors, Inc

Fairfield, IA

Other Businesses

1) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 10 HR/YR - 0/TRADING. SEE EMPLOYMENT HISTORY FOR START DATE. 2) COBBLESTONE FINANCIAL ADVISORS, INC. 67 MILLBROOK STREET, SUITE 505 WORCESTER, MA 01606. BEGAN 10/01/2010 AS PRESIDENT, PAYROLL, OFFICE MANAGEMENT, INVESTMENT RELATED. DEVOTES 5 HRS/WK. 1 HR DURING TRADING. 3) METLIFE INVESTORS USA INSURANCE COMPANY, 4700 WESTOWN PKWY STE 200, WEST DES MOINES, IA 10/2010 AS INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL - 1 HR/MO - .5/TRADING. 4) ING USA ANNUITY AND LIFE INSURANCE COMPANY, DES MOINES, IA, 10/2010 AS INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL - 1 HR/MO - .5/TRADING. 5) INDEPENDENT INSURANCE AGENT, 67 MILLBROOK ST, STE 505, WORCESTER, MA, 10/2010 FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL - 6 HR/MO - 0/TRADING. 6) BELL FINANCIAL, INC. / 67 Millbrook St., Suite 505, Worcester MA 01606 / 01/05/2022 / NIR / DBA FOR SECURITIES BUSINESS / 2 HR/MO - 0 HR/MO TRADING

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2001-05-03
S63	Uniform Securities Agent State Law Examination	1997-07-21

S65 Uniform Investment Adviser Law Examination

2001-05-03
S63 Uniform Securities Agent State Law Examination

1997-07-21

Designations

Other Names

Wendy J B Griffiths
Wendy Griffiths
Wendy Jo Bellerive
Wendy Jo Bellerive Griffiths
Wendy Jo Bellerive

View on SEC IAPD