Raymond James Albano

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
OR	RA	APPROVED	2025-01-01
TX	RA	APPROVED	2019-03-21

OR RA
APPROVED

Since 2025-01-01
TX RA
APPROVED

Since 2019-03-21

Branch Locations

199 E 5Th Ave Ste 31, Eugene, OR 97401 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
D.A. Davidson & Co.	Eugene	OR	07/2009	03/2019
Lpl Financial, Llc	Eugene	OR	03/2019	Present

07/2009 → 03/2019

D.A. Davidson & Co.

Eugene, OR
03/2019 → Present

Lpl Financial, Llc

Eugene, OR

Previous Registrations

2010-09-23 → 2019-03-22

D.A. Davidson & Co.

Eugene, OR

Other Businesses

1. 4/1/2020 - 'Albano - Fisher Advisors' - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Started 01/20/2020 - 2 Hours Per Month/0 Hours During Securities Trading.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2010-09-22
S63	Uniform Securities Agent State Law Examination	1987-06-09

S65 Uniform Investment Adviser Law Examination

2010-09-22
S63 Uniform Securities Agent State Law Examination

1987-06-09

View on SEC IAPD