Willis Smith

Employer firm

Tlg Advisors, Inc. CRD 111052

$2.30B regulatory AUM 38 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2013 → 05/2022
  M Holdings Securities, Inc.
  Portland, OR
• 01/2016 → 05/2022
  Barry, Evans, Josephs & Snipes
  Charlotte, NC
• 01/2012 → Present
  Glenwood Capital Llc
  Raleigh, NC
• 06/2022 → Present
  The Leaders Group Inc
  Littleton, CO

Previous Registrations

• 2013-10-09 → 2022-05-19
  M Holdings Securities, Inc.
  Raleigh, NC
  Portland, OR
  Charlotte, NC
  Raliegh, NC

Other Businesses

1.) GLENWOOD CAPITAL LLC - 1/19/2012 - 3901 Barret Drive, Suite 311, Raleigh, NC 27609 - Producer, Insurance sales & servicing, Invt Rel, Insurance business, 100 hrs/mo; 100 hrs/mo (during trading hours). 2.) HBS Properties III LLC - 11/13/2019 - 3901 Barrett Drive, Suite 311, Raleigh, NC 27609 - Minority Owner and Manager, Real Estate Development, Passive Investor, not inv't rel, 8 hrs/mo; 6 hrs/mo (during trading hours). 3.) TLG ADVISORS INC - 6/8/2022 - 26 W Dry Creek Circle, Suite 800, Littleton, CO 80120 - IAR Rep, Invt Rel, RA business, 0 hrs/mo; 0 hrs/mo (during trading hours)

Exams

• S66 Uniform Combined State Law Examination
  2013-10-09
• S63 Uniform Securities Agent State Law Examination
  1985-03-28

Other Names

• Willis Smith