James Kent Benson

Vanguard Advisers, Inc.

CRD 1311496

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Employer firm

Vanguard Advisers, Inc. CRD 106715

$345B regulatory AUM 89,430 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (pooled vehicles)
Portfolio management (institutions)
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Vanguard Advisers, Inc.

100 Vanguard Blvd, Malvern, PA 19355 • United States

Current Registrations

Authority	Category	Status	Date
NC	RA	APPROVED	2018-09-06
TX	RA	APPROVED	2018-09-06

NC RA
APPROVED

Since 2018-09-06
TX RA
APPROVED

Since 2018-09-06

Branch Locations

1030 Admiral Nelson Ct, Charlotte, NC 28262 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
The Vanguard Group, Inc.	Charlotte	NC	07/2018	Present
Plaza Park Bank	Waite Park	MN	02/1999	04/2018
Vanguard Marketing Corporation	Charlotte	NC	07/2018	Present

07/2018 → Present

The Vanguard Group, Inc.

Charlotte, NC
02/1999 → 04/2018

Plaza Park Bank

Waite Park, MN
07/2018 → Present

Vanguard Marketing Corporation

Charlotte, NC

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2018-07-27
S65	Uniform Investment Adviser Law Examination	1998-09-24

S63 Uniform Securities Agent State Law Examination

2018-07-27
S65 Uniform Investment Adviser Law Examination

1998-09-24

Designations

Certified Financial Planner

Other Names

Kent Benson
James Kent Benson
James Benson

View on SEC IAPD

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