Barry Gordon Gassman

Employer firm

Spc CRD 110692

$6.10B regulatory AUM 4,483 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/1981 → Present
  Self Employed T/A Consumer
  Springlake Hts, NJ
• 06/1985 → Present
  Security Benefit Life
  Topeka, KS
• 06/1995 → Present
  Sigma Financial Corporation
  Ft. Meyers, FL
• 07/2002 → Present
  Sigma Planning Corporation
  Milford, PA

Other Businesses

SALE OF ALL LINES OF INSURANCE THROUGH VARIOUS INSURANCE COMPANIES. DBA - Gassman Financial, Fort Myers, FL and Toms River, NJ. Trade name used for my financial practice. Start date: 7/13/95, approx. 160 hrs/mo, all during mkt hrs. INV REL: Y

Exams

• S63 Uniform Securities Agent State Law Examination
  1985-03-12

Designations

• Certified Financial Planner