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Barry Gordon Gassman

Spc

Ann Arbor, MI

Fort Myers, FL

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Current Employers
Spc

300 Parkland Plaza, Ann Arbor, MI 48103 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2002-07-19
FL RA APPROVED 2002-07-15
  • NJ RA
    APPROVED
    Since 2002-07-19
  • FL RA
    APPROVED
    Since 2002-07-15

Branch Locations

300 Parkland Plaza, Ann Arbor, MI 48103 • United States

Fort Myers, FL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Self Employed T/A Consumer Springlake Hts NJ 08/1981 Present
Security Benefit Life Topeka KS 06/1985 Present
Sigma Financial Corporation Ft. Meyers FL 06/1995 Present
Sigma Planning Corporation Milford PA 07/2002 Present
  • 08/1981 → Present
    Self Employed T/A Consumer
    Springlake Hts, NJ
  • 06/1985 → Present
    Security Benefit Life
    Topeka, KS
  • 06/1995 → Present
    Sigma Financial Corporation
    Ft. Meyers, FL
  • 07/2002 → Present
    Sigma Planning Corporation
    Milford, PA
Other Businesses

SALE OF ALL LINES OF INSURANCE THROUGH VARIOUS INSURANCE COMPANIES. DBA - Gassman Financial, Fort Myers, FL and Toms River, NJ. Trade name used for my financial practice. Start date: 7/13/95, approx. 160 hrs/mo, all during mkt hrs. INV REL: Y

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1985-03-12
  • S63 Uniform Securities Agent State Law Examination
    1985-03-12
Designations

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