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Cetera Investment Advisers LLC CRD 105644
$257B regulatory AUM 24,019 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2023-06-29 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Voya Financial Advisors | Des Moines | IA | 09/2014 | 06/2021 |
| Cetera Wealth Services, Llc | El Segundo | CA | 06/2021 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 06/2023 | Present |
NAME OF ENTITY: Independent Insurance Agent; Yes; 2837 WEBSTER ST; BERKELEY; CA; 94705; FIXED INSURANCE SALES; independent insurance agent; 1/27/2008; 160; 160; sales and service of fixed insurance products|NAME OF ENTITY:Madeline Jay Financial Service; Yes; 2837 Webster St. #1; Berkeley; CA; 94705; FINANCIAL SERVICES/DBA; Registered Representative, Investment Adviser Representative; 1/1/1998; 40; 35; SALE AND SERVICE OF INSURANCE,SECURITIES AND INVESTMENT PRODUCTS.|NAME OF ENTITY:Madeline Jay-Rental Property; No; 2837 Webster Street #1; Berkeley; CA; 94705; Landlord to a tenant who occupied a studio apartment that is part of the residence we purchased in 2007. The same tenant continues and rent control prevents any change in this arrangement.; OWNER; 5/31/2007; 0; 80; My husband handles repairs. If he were unable to do this, it would be my responsibility.|
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-03-28 |
| S63 | Uniform Securities Agent State Law Examination | 1989-12-19 |
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