James Rowland Alders

Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/1995 → 08/2023
  Comerica Securities
  Dallas, TX
• 08/2023 → Present
  Raymond James Financial Services, Inc.
  Dallas, TX
• 08/2023 → Present
  Raymond James Financial Services Advisors, Inc.
  Dallas, TX

Previous Registrations

• 2002-05-01 → 2023-08-18
  Comerica Securities
  Dallas, TX
  Dallas, TX

Other Businesses

(1)Name of Business: Alders Wealth Management LLC Address: 54 Sugar Creek Center Blvd, Sugar Land, TX, 77478-4064, United States Activity Type: Support Company - Owner Position/Title: Independent Contractor, Associate/Employee Investment Related: No Start Date: 08/08/2023 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Independent Contractor to Raymond James\nSupport company to BrightHawk Wealth Management/Raymond James (2)Name of Business: BrightHawk Wealth Management LLC Address: 54 Sugar Creek Center Blvd, Sugar Land, TX, 77478-4064, United States Activity Type: Support Company - Owner Position/Title: Other, Independent Contractor, Associate/Employee Investment Related: No Start Date: 08/08/2023 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Founding Partner with BrightHawk Wealth Management LLC. Independent Contractor with Raymond James

Exams

• S66 Uniform Combined State Law Examination
  2004-07-22
• S63 Uniform Securities Agent State Law Examination
  1988-10-27

Other Names

• Jim Alders