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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2020-09-04 |
| TX | RA | APPROVED | 2020-08-06 |
Branch Locations
8898 E Legacy Blvd, Scottsdale, AZ 85255 • United States
623 N. Main Street, San Luis, AZ 85349 • United States
3502 W. Bell Road, Glendale, AZ 85308 • United States
170 West 16Th Street, Yuma, AZ 85364 • United States
1580 S. Avenue B, Yuma, AZ 85364 • United States
6240 S. Central Ave, Phoenix, AZ 85042 • United States
11225 S Frontage Rd E, Yuma, AZ 85367 • United States
402 Monroe Avenue, Buckeye, AZ 85326 • United States
8280 W Lake Pleasant Pkwy, Peoria, AZ 85382 • United States
5006 N. Dysart Rd., Litchfield Park, AZ 85340 • United States
2715 S. 99Th Ave., Tolleson, AZ 85353 • United States
7675 W. Bell Road, Peoria, AZ 85382 • United States
3880 W Happy Valley Rd, Glendale, AZ 85310 • United States
7241 S. 51St Ave., Laveen, AZ 85339 • United States
1240 S. Watson Road, Buckeye, AZ 85326 • United States
19500 N. Sunrise, Surprise, AZ 85374 • United States
13912 W. Waddell Road, Surprise, AZ 85379-8718 • United States
13501 Camino Del Sol, Sun City West, AZ 85375 • United States
800 W Wickenburg Way, Wickenburg, AZ 85390 • United States
5940 W Union Hills Dr, Glendale, AZ 85308 • United States
17073 W. Bell Road, Surprise, AZ 85374 • United States
2071 N Pebble Creek Pkwy, Goodyear, AZ 85395 • United States
9873 W. Happy Valley Road, Peoria, AZ 85383 • United States
1545 N. Dysart Road, Avondale, AZ 85392 • United States
28523 N El Mirage Rd, Peoria, AZ 85383 • United States
1370 N. Litchfield Road, Goodyear, AZ 85395 • United States
767 S Cotton Ln, Goodyear, AZ 85338 • United States
9846 S Estrella Pkwy, Goodyear, AZ 85338 • United States
16380 W Waddell Rd, Surprise, AZ 85388 • United States
34630 N North Valley Pkwy, Phoenix, AZ 85086 • United States
2430 W Happy Valley Rd, Phoenix, AZ 85085 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | New York | NY | 03/1984 | 03/2020 |
| Unemployed | Phoenix | AZ | 04/2020 | 06/2020 |
| Jp Morgan Chase Bank, N.A. | Phoenix | AZ | 07/2020 | Present |
| Jp Morgan Securities, Llc | Phoenix | AZ | 07/2020 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-08-27 |
| S63 | Uniform Securities Agent State Law Examination | 1984-12-12 |
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