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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2020-09-04
TX RA APPROVED 2020-08-06
  • AZ RA
    APPROVED
    Since 2020-09-04
  • TX RA
    APPROVED
    Since 2020-08-06

Branch Locations

8898 E Legacy Blvd, Scottsdale, AZ 85255 • United States

623 N. Main Street, San Luis, AZ 85349 • United States

3502 W. Bell Road, Glendale, AZ 85308 • United States

170 West 16Th Street, Yuma, AZ 85364 • United States

1580 S. Avenue B, Yuma, AZ 85364 • United States

6240 S. Central Ave, Phoenix, AZ 85042 • United States

11225 S Frontage Rd E, Yuma, AZ 85367 • United States

402 Monroe Avenue, Buckeye, AZ 85326 • United States

8280 W Lake Pleasant Pkwy, Peoria, AZ 85382 • United States

5006 N. Dysart Rd., Litchfield Park, AZ 85340 • United States

2715 S. 99Th Ave., Tolleson, AZ 85353 • United States

7675 W. Bell Road, Peoria, AZ 85382 • United States

3880 W Happy Valley Rd, Glendale, AZ 85310 • United States

7241 S. 51St Ave., Laveen, AZ 85339 • United States

1240 S. Watson Road, Buckeye, AZ 85326 • United States

19500 N. Sunrise, Surprise, AZ 85374 • United States

13912 W. Waddell Road, Surprise, AZ 85379-8718 • United States

13501 Camino Del Sol, Sun City West, AZ 85375 • United States

800 W Wickenburg Way, Wickenburg, AZ 85390 • United States

5940 W Union Hills Dr, Glendale, AZ 85308 • United States

17073 W. Bell Road, Surprise, AZ 85374 • United States

2071 N Pebble Creek Pkwy, Goodyear, AZ 85395 • United States

9873 W. Happy Valley Road, Peoria, AZ 85383 • United States

1545 N. Dysart Road, Avondale, AZ 85392 • United States

28523 N El Mirage Rd, Peoria, AZ 85383 • United States

1370 N. Litchfield Road, Goodyear, AZ 85395 • United States

767 S Cotton Ln, Goodyear, AZ 85338 • United States

9846 S Estrella Pkwy, Goodyear, AZ 85338 • United States

16380 W Waddell Rd, Surprise, AZ 85388 • United States

34630 N North Valley Pkwy, Phoenix, AZ 85086 • United States

2430 W Happy Valley Rd, Phoenix, AZ 85085 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated New York NY 03/1984 03/2020
Unemployed Phoenix AZ 04/2020 06/2020
Jp Morgan Chase Bank, N.A. Phoenix AZ 07/2020 Present
Jp Morgan Securities, Llc Phoenix AZ 07/2020 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-08-27
S63 Uniform Securities Agent State Law Examination 1984-12-12
  • S66 Uniform Combined State Law Examination
    2020-08-27
  • S63 Uniform Securities Agent State Law Examination
    1984-12-12
Other Names
  • Eileen Anne Elliott

View on SEC IAPD

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