Charles Dominic Vercellone

Employer firm

Osaic Advisory Services, LLC CRD 171070

$15.5B regulatory AUM 170 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/1999 → 04/2025
  Sigma Financial Corporation
  Farmington Hills, MI
• 04/1999 → 04/2025
  Sigma Planning Corp.
  Farmington Hills, MI
• 06/2004 → Present
  Wealth Strategies Group, Llc
  200 East Big Beaver, MI
• 04/2025 → Present
  Osaic Wealth
  Scottsdale, AZ
• 04/2025 → Present
  Osaic Advisory Services
  Atlanta, GA

Previous Registrations

• 2002-06-10 → 2025-04-24
  Spc
  Troy, MI
  Ann Arbor, MI

Other Businesses

1. CHARLES VERCELLONE POSITION: agent NATURE: Fixed annuities and insurance products INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 07/01/2004 ADDRESS: 200 E Big Beaver, Troy MI 48083, United States DESCRIPTION: Sale of fixed (non-index) annuity and insurance products when client need exists either directly with insurance companies or with approved FMO distributors 2.WEALTH STRATEGIES GROUP, LLC POSITION: Owner NATURE: LLC for financial services provided through BD/RIA and insurance products INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 07/01/2004 ADDRESS: 200 E Big Beaver, Troy MI 48083, United States DESCRIPTION: Running financial advisory practice - preparing financial plans, managing assets, and providing financial direction to clients.

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-11-19
• S63 Uniform Securities Agent State Law Examination
  1986-12-18

Designations

• Chartered Financial Consultant

Other Names

• Charles D Vercellone