Bruce Michael Stava

Current Employers

U.S. Bancorp Advisors, Llc

60 Livingston Ave Ep-Mn-N2Wc, Saint Paul, MN 55107 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2023-10-31

CA RA
APPROVED

Since 2023-10-31

Branch Locations

3645 Imperial Hwy, Lynwood, CA 90262 • United States

36975 Cook St, Palm Desert, CA 92211 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Td Ameritrade	Indian Wells	CA	07/2016	11/2018
Ef Legacy Securities, Llc	Louisville	KY	03/2020	Present
Unemployed	Palm Desert	CA	11/2018	03/2020
U.S. Bancorp Advisors, Llc	Palm Desert	CA	10/2023	Present

07/2016 → 11/2018

Td Ameritrade

Indian Wells, CA
03/2020 → Present

Ef Legacy Securities, Llc

Louisville, KY
11/2018 → 03/2020

Unemployed

Palm Desert, CA
10/2023 → Present

U.S. Bancorp Advisors, Llc

Palm Desert, CA

Previous Registrations

2016-08-16 → 2018-11-06

Td Ameritrade, Inc.

Indian Wells, CA
2016-08-16 → 2018-11-06

Td Ameritrade Investment Management, Llc

Indian Wells, CA
2011-04-01 → 2015-07-09

First Brokerage America, L.L.C.

Bradenton, FL

Newport Beach, CA

Westminster, CA

Huntington Beach, CA
2006-04-05 → 2006-06-07

Dfc Investor Services

Chino Hills, CA

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2016-08-15
S63	Uniform Securities Agent State Law Examination	1985-03-02

S66 Uniform Combined State Law Examination

2016-08-15
S63 Uniform Securities Agent State Law Examination

1985-03-02

Other Names

Bruce Michael Stava
Bruce Stava

View on SEC IAPD

Current Employers

U.S. Bancorp Advisors, Llc

Disclosures

Employment History

Previous Registrations

Exams

Other Names

Other Firms

Other Investors

Other Offices

Reviews