Donald Keith Mitcham

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/1997 → 02/2025
  Concourse Financial Group Securities Inc
  Spring, TX
• 10/1983 → Present
  (Dba) Strategic Financial Advisors
  Spring, TX
• 02/2025 → Present
  Cetera Wealth Services, Llc
  Spring, TX
• 02/2025 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 1997-01-04 → 2025-02-20
  Concourse Financial Group Securities, Inc.
  Houston, TX
  Spring, TX
  Birmingham, AL

Other Businesses

1) (dba) STRATEGIC FINANCIAL ADVISORS; Investment Related; 21025 Spring Brook Plaza Drive, Spring, TX 77379; Financial Planning Consultant Services; Financial Planner; Start Date 10/1983; 7 hours per month with no hours per month during trading hours; Financial Planning and insurance services/products. >> 2) MITCHAM ADVISORS, LLC; Investment Related; 21025 Spring Brook Plaza Drive, Spring, TX 77379; Financial Planning; President; Start Date 03/2018; 80 hours per month with 30 hours per month occurring during trading hours; I make leadership and strategic planning decisions; manage operations; oversee budget development, implementation and control; manage relationship with broker/dealer; manage business activities seeking revenue growth; negotiate contracts with vendors; coordinate business tax filings; and conduct member meetings. >> 3) DONALD KEITH MITCHAM; Investment Related; 21025 Spring Brook Plaza Drive, Spring, TX 77379; Insurance; Owner; Start Date 01/1984; 1 hour per month with no hours during trading hours; Sales and service of insurance products. >> 4) ARROW REAL ESTATE CAPITAL LLC; Investment Related; 21025 Spring Brook Plaza Drive, Spring, TX 77379; Real Estate; Trustee; Start Date 10/2023; 5 hours per month with no hours per month occurring during trading hours; LLC created to acquire building for Strategic Financial Advisors to office out of. 5) NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: .50; APX NUMBER OF HOURS PER WEEK: .25; APX NUMBER OF HOURS DURING TRADING HOURS: xx; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT; BRIEF DESCRIPTION OF DUTIES: SALES OF FIXED INSURANCE PRODUCTS; 6) NAME OF OTHER BUSINESS: LIAM HOLDINGS, LLC; INVESTMENT RELATED: NO; ADDRESS: 429 ASPEN DR SOUTH FORK, CO 81154; NATURE OF BUSINESS: REAL ESTATE HOLDING CO; START DATE: 09/2021; POSITION/TITLE/RELATIONSHIP: MEMBER; APX NUMBER OF HOURS PER WEEK: 0; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: HOLDING COMPANY FOR SECONDARY HOME; 7) NAME OF OTHER BUSINESS: DONALD KEITH MITCHAM; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: INSURANCE SERVICES; START DATE: 06/1984; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: .50; APX NUMBER OF HOURS DURING TRADING HOURS: .25; BRIEF DESCRIPTION OF DUTIES: INSURANCE SALES AND SERVICES;

Exams

• S63 Uniform Securities Agent State Law Examination
  1985-02-04

Designations

• Certified Financial Planner
• Chartered Financial Consultant