William James Sandry

Employer firm

Rbc Capital Markets, LLC CRD 31194

$310B regulatory AUM 1,893 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2003 → 10/2022
  Merrill Lynch, Pierce, Fenner & Smith Incorporated : 7691
  Davenport, IA
• 12/2009 → 10/2022
  Bank Of America, Na
  Davenport, IA
• 10/2022 → Present
  Rbc Capital Markets, Llc
  Davenport, IA

Previous Registrations

• 2003-09-01 → 2022-10-25
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Davenport, IA
  Davenport, IA
  Scottsdale, AZ
• 1999-01-01 → 2003-09-19
  Citigroup Global Markets Inc.
  Davenport, IA

Other Businesses

(1) NAME OF ENTITY: Sky Rydes LLC ADDRESS: 27798 102nd Ave, Donahue, IA 52746 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Van rental CAPACITY: Owner - Passive START DATE: 03/15/2024 DUTIES: Investor and Driver. HOURS DEVOTED PER MONTH: 1 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 (2) NAME OF ENTITY: Vita Nova Ministries ADDRESS: 4986 Pigeon Creek Trl Bettendorf, IA 52722-6528 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Religious Institution START DATE: Oct 01, 2025 CAPACITY: Other DUTIES: President and consultant HOURS DEVOTED PER MONTH: 0 - 4 Hours HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 - 4 Hours

Exams

• S65 Uniform Investment Adviser Law Examination
  2000-01-07
• S63 Uniform Securities Agent State Law Examination
  1984-12-06

Other Names

• Bill Sandry