Ralph Irvin Glasgow

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2017 → 01/2018
  Massachusetts Mutual Life Insurance Company
  Springfield, MA
• 03/2017 → 01/2018
  Mml Investors Services, Llc
  Woodland Hills, CA
• 07/2016 → 03/2017
  Msi Financial Services
  Woodland Hills, CA
• 01/2018 → 01/2022
  Securities America, Inc.
  Moorpark, CA
• 01/2018 → 01/2022
  Securities America Advisors
  Moorpark, CA
• 01/2022 → Present
  Lpl Financial, Llc
  Moorpark, CA

Previous Registrations

• 2018-02-26 → 2022-01-28
  Securities America Advisors, Inc.
  Moorpark, CA
• 2017-03-25 → 2018-03-05
  Mml Investors Services, Llc
  Woodland Hills, CA
• 2008-07-03 → 2017-03-25
  Msi Financial Services, Inc.
  Woodland Hills, CA
  Westlake, CA
  Simi Valley, CA
  Woodland Hills, CA

Other Businesses

1) 1/2022 - DBA for LPL Business (entity for LPL business) - Elite Financial Network - Investment Related - Moorpark, CA 93021 2) 1979 - Non-Variable Insurance - Ralph Glasgow III - Investment Related - Moorpark, CA 93021

Exams

• S66 Uniform Combined State Law Examination
  2008-06-19
• S63 Uniform Securities Agent State Law Examination
  1992-04-15

Other Names

• Ralph I Glasgow
• Ralph Irvin Glasgow Iii