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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-01-13 |
| FL | RA | APPROVED | 2009-03-27 |
Branch Locations
3150 Cardinal Drive Suite 101, Vero Beach, FL 32963 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel Nicolaus & Co Inc | Vero Beach | FL | 03/2009 | Present |
1. BANJO LLC; 4665 Pebble Bay S Vero Beach FL 32963; - owner; Hold vacant land; 1/1/2015; 2 hours per year; not during securities trading hours; inv related 2. Cowabunga Inc;3585 Trotter Dr Alparetta GA 30004;Dominos Pizza Franchise;Dominos Pizza Franchise;Two meetings/year - provide input to owner, leadership team;4/16/19;6.00 Hour(s) Per Quarter; during securities trading hours;not investment related. 3. Trustee - Family Trusts. 4. Indian River County Florida Environmental Lands Acquisition Panel; 1801 27th Street Vero Beach, FL 32960; Advisory Board to assist county commission in selecting environmental important lands for preservation; Panel member; Quarterly meetings to prioritize environmentally important lands; 08/15/2023; 6 hrs/quarter; Not during securities trading hours; Not Investment-Related 5. ASLO Association for the Sciences of Limnology and Oceanography; 1120 20th Street NW Suite 750 Washington DC 20036; Scientific Association; Member of Finance Committee; Review finances and finance policies make recommendations when appropriate; 12/29/2025; 12hrs/yr; During securities trading hours; Not investment related
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1993-09-24 |
| S63 | Uniform Securities Agent State Law Examination | 1984-11-02 |
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