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Richard Garrity

Morgan Stanley

Vero Beach, FL

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2023-05-08
TX RA APPROVED_RES 2020-02-20
NJ RA APPROVED 2009-06-01
  • FL RA
    APPROVED
    Since 2023-05-08
  • TX RA
    APPROVED_RES
    Since 2020-02-20
  • NJ RA
    APPROVED
    Since 2009-06-01

Branch Locations

3525 Ocean Drive, Vero Beach, FL 32963 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Vero Beach FL 06/2009 Present
Morgan Stanley Private Bank, National Association New York NY 01/2015 Present
  • 06/2009 → Present
    Morgan Stanley Smith Barney
    Vero Beach, FL
  • 01/2015 → Present
    Morgan Stanley Private Bank, National Association
    New York, NY
Previous Registrations
  • 2005-07-22 → 2009-06-01
    Citigroup Global Markets Inc.
    Shrewsbury, NJ
    Shrewsbury, NJ
  • 2002-06-20 → 2005-07-27
    Morgan Stanley Dw Inc.
    Red Bank, NJ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-04-14
S65 Uniform Investment Adviser Law Examination 1996-11-26
S63 Uniform Securities Agent State Law Examination 1996-11-05
  • S66 Uniform Combined State Law Examination
    2023-04-14
  • S65 Uniform Investment Adviser Law Examination
    1996-11-26
  • S63 Uniform Securities Agent State Law Examination
    1996-11-05
Other Names
  • Richard Garrity
  • Richard George Garrity
  • George Richard Garrity
  • Richard Richard Garrity

View on SEC IAPD

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Other Offices

WELLS FARGO CLEARING SERVICES, LLC · VERO BEACH, FL
WELLS FARGO CLEARING SERVICES, LLC · VERO BEACH, FL
CORRY CAPITAL ADVISORS, LLC · VERO BEACH, FL
CHARLES SCHWAB & CO., INC. · Vero Beach, FL
MORANGIE MANAGEMENT LLC · VERO BEACH, FL
STRATEGIC ADVISERS LLC · VERO BEACH, FL
SPIREPOINT PRIVATE CLIENT, LLC · VERO BEACH, FL
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