Richard Garrity

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2009 → Present
  Morgan Stanley Smith Barney
  Vero Beach, FL
• 01/2015 → Present
  Morgan Stanley Private Bank, National Association
  New York, NY

Previous Registrations

• 2005-07-22 → 2009-06-01
  Citigroup Global Markets Inc.
  Shrewsbury, NJ
  Shrewsbury, NJ
• 2002-06-20 → 2005-07-27
  Morgan Stanley Dw Inc.
  Red Bank, NJ

Exams

• S66 Uniform Combined State Law Examination
  2023-04-14
• S65 Uniform Investment Adviser Law Examination
  1996-11-26
• S63 Uniform Securities Agent State Law Examination
  1996-11-05

Other Names

• Richard Garrity
• Richard George Garrity
• George Richard Garrity
• Richard Richard Garrity