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4340 Redwood Highway Suite B-60, San Rafael, CA 94903 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-08-02 |
| CA | RA | APPROVED | 2024-08-01 |
Branch Locations
236 N. Santa Cruz Ave., Suite 224, Los Gatos, CA 95030 • United States
4340 Redwood Highway Suite B-60, San Rafael, CA 94903 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Los Gatos | CA | 09/2009 | Present |
| Clarks Benefits, Inc | Los Gatos | CA | 08/2007 | 08/2023 |
| Global Retirement Partners | Los Gatos | CA | 08/2024 | Present |
1. 7/24/2014: CLARK 401K CONSULTING, LLC - Investment Related - At Reported Business Location(s) - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - START DATE: 08/01/2014 - 140 Hours Per Month/120 Hours During Securities Trading. 2. 08/07/2024 - Global Retirement Partners LLC - Registered Investment Advisor Hybrid - IAR - Investment Related - At Reported Business Location(s) - Start Date 08/01/2024 - 0 Hours Per Month/ During Trading - I provide investment advisory services through Global Retirement Partners LLC, an independent investment advisor firm. I started this business activity in 8/2024. I expect to spend approximately 1 hour per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3. 08/07/2024 - HUB Retirement & Wealth Management - Registered Investment Advisor DBA - IAR - Investment Related - At Reported Business Location(s) - Start Date 08/01/2024 - 40 Hours Per Month/ During Trading 4. 08/16/2024 - HUB Retirement & Wealth Management - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 08/01/2024 - 40 Hours Per Month/ During Trading 5. 10/10/2024 - HUB International - Other - Accommodation Broker Dealer - Advisor - Investment Related - At Reported Business Location(s) - Start Date 08/01/2024 - 0 Hours per MOnth/ During Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-07-01 |
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