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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-11-21 |
| FL | RA | APPROVED | 2025-11-21 |
| IL | RA | APPROVED | 2024-11-14 |
| TX | RA | APPROVED_RES | 2024-11-14 |
Branch Locations
1901 Butterfield Road Suite 250, Downers Grove, IL 60515 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sigma Financial Corporation | Ann Arbor | MI | 07/2013 | 04/2017 |
| Spc | Ann Arbor | MI | 07/2013 | 04/2017 |
| Pruco Securities, Llc. | Downers Grove | IL | 04/2017 | 11/2024 |
| Prudential Insurance Company Of America | Downers Grove | IL | 04/2017 | Present |
| Lpl Enterprise, Llc | Downers Grove | IL | 11/2024 | Present |
1) 02/19/2025 - Prudential and Crump Fixed Life - Non-Variable Insurance - Non-Proprietary Fixed LIfe Crump Agency Fixed Life and Disability - INV Related - At Downers Grove, IL - Start Date 11/18/2024 - 10hrs/mth - 10hrs During Trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-07-02 |
| S63 | Uniform Securities Agent State Law Examination | 1997-06-30 |
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