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Ameriprise Financial Services, LLC CRD 6363
$660B regulatory AUM 124,349 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2015-12-16 |
| VA | RA | APPROVED | 2011-05-20 |
Branch Locations
1021 E Cary St Ste 1001, Richmond, VA 23219-4051 • United States
8045 Leesburg Pike Ste 500, Vienna, VA 22182 • United States
Henrico, VA • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Richmond | VA | 09/2005 | 03/2020 |
| Ameriprise Financial Services, Llc | Richmond | VA | 03/2020 | Present |
Other Business Activities; Union Run Baptist Church; Nomination to Church Trustee Committee Review any issues with Church building and report to Chairman of Trustees. Vote on any additions of new Trustees to the Committee.; 3220 Kewisck Road Keswick VA 22947, , Keswick, VA, 22947; Not Investment-Related; 02/16/2019; 1 to 9 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-05-17 |
| S63 | Uniform Securities Agent State Law Examination | 1995-09-01 |
| S65 | Uniform Investment Adviser Law Examination | 1995-09-01 |
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