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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2024-05-09 |
| TX | RA | APPROVED_RES | 2021-09-27 |
| PA | RA | APPROVED | 2012-08-27 |
| NJ | RA | APPROVED | 2002-06-12 |
Branch Locations
4000 Town Center Blvd Suite 100, Canonsburg, PA 15317 • United States
600 Grant Streetsuite 4650, Pittsburgh, PA 15219 • United States
2200 Georgetowne Drive 6Th Floor, Suite 600, Sewickley, PA 15143 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | Canonsburg | PA | 03/2010 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1992-12-18 |
| S63 | Uniform Securities Agent State Law Examination | 1984-11-30 |
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