John Baptist Duchaine

Employer firm

Gwn Securities Inc. CRD 128929

$4.75B regulatory AUM 54 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Selection of other advisers
• Market timing

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/1999 → Present
  Axa Advisors, Llc
  New York, NY

Previous Registrations

• 2010-08-06 → 2014-02-25
  Equitable Advisors, Llc
  New York, NY
  Bay City, MI
  Bay City, MI

Other Businesses

LIFE, HEALTH, AND ANNUITIES POSITION: saleman NATURE: Fixed, Health, Life and Annuity sales and service. INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 1 START DATE: 10/01/1984 ADDRESS: 406 Seventh St, Suite 202, Bay City MI 48708 DESCRIPTION: Sale and Service of fixed annuities, health insurance, and life insurance. No index products involved. DUCHAINE FINANCIAL CONSULTANTS, LLC POSITION: PRESIDENT NATURE: DUCHAINE FINANCIAL CONSULTANTS, LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 2 START DATE: 04/01/2014 ADDRESS: 406 Seventh Street, Suite 202, Bay City MI 48708, United States DESCRIPTION: FIXED SALES ONLY

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-07-07
• S63 Uniform Securities Agent State Law Examination
  1985-04-16

Designations

• Chartered Financial Consultant

Other Names

• John B Duchanie
• John Baptist Duchaine
• Financial Consultants Duchaine
• John Duchaine