Lynette A Lisiewski

Employer firm

B. Riley Wealth Advisors, Inc. CRD 115927

$4.21B regulatory AUM 40 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

B. Riley Wealth Advisors, Inc.

40 S. Main St. Suite 1600, Memphis, TN 38103 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-06-23
NJ	RA	APPROVED	2019-07-25

NY RA
APPROVED

Since 2021-06-23
NJ RA
APPROVED

Since 2019-07-25

Branch Locations

Forked River, NJ • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination Yes

Employment History

Organization	City	State	From	To
Morgan Stanley Smith Barney	New York	NY	05/2009	01/2018
National Securities Corp	New York	NY	06/2019	07/2022
National Asset Management	New York	NY	06/2019	Present
Asset Income Management	Farmingdale	NJ	04/2018	05/2018
Aon	Hammonton	NJ	10/2018	10/2018
Kohl's	Lanoka Harbor	NJ	11/2018	12/2018
United States Post Office	Lakewood	NJ	01/2019	03/2019
Unemployed	Forked River	NJ	06/2018	10/2018
B. Riley Wealth Management	Memphis	TN	07/2022	Present

05/2009 → 01/2018

Morgan Stanley Smith Barney

New York, NY
06/2019 → 07/2022

National Securities Corp

New York, NY
06/2019 → Present

National Asset Management

New York, NY
04/2018 → 05/2018

Asset Income Management

Farmingdale, NJ
10/2018 → 10/2018

Aon

Hammonton, NJ
11/2018 → 12/2018

Kohl's

Lanoka Harbor, NJ
01/2019 → 03/2019

United States Post Office

Lakewood, NJ
06/2018 → 10/2018

Unemployed

Forked River, NJ
07/2022 → Present

B. Riley Wealth Management

Memphis, TN

Previous Registrations

2011-02-15 → 2018-02-07

Morgan Stanley

Purchase, NY

New York, NY
2008-10-06 → 2009-06-18

Ubs Financial Services Inc.

New York, NY

New York, NY

New York, NY

Weehawken, NJ

Manalapan, NJ

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2008-10-04

S66 Uniform Combined State Law Examination

2008-10-04

Other Names

Lynette Anne Lisiewski

View on SEC IAPD