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Raymond James Financial Services Advisors, Inc CRD 149018
$390B regulatory AUM 5,542 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2009-01-02 |
Branch Locations
245 West Edison Suite 100, Ll Edison Centre Building, Mishawaka, IN 46545 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services, Inc. | Mishawaka | IN | 03/1995 | Present |
| Brenda Bickel | South Bend | IN | 09/1987 | Present |
| Hawthorne Group Inc | Mishawaka | IN | 03/1995 | 03/2019 |
| Raymond James Financial Services Advisors, Inc | Mishawaka | IN | 01/2009 | Present |
| N/A - Bookkeeping Service | Mishawaka | IN | 01/2015 | 06/2018 |
| Hawthorne Group Inc | Mishawaka | IN | 01/2024 | Present |
(1)Name of Business: Hawthorne Group Inc Address: 245 W Edison Rd Ste 100, Mishawaka, IN, 46545, United States Activity Type: Support Company - Owner Position/Title: Officer - President, Officer - Secretary Investment Related: No Start Date: 01/01/2024 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Administration and operation of the Support Company (2)Name of Business: YWCA of North Central Indiana Address: 1102 S Fellows St, South Bend, IN, 46601, United States Activity Type: Non profit Position/Title: Finance/Investment Committee Member Investment Related: Yes Start Date: 08/18/2021 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Attending 1 hour meetings once a month to review the financial statements, financial policies and the committee makes recommendations to the Board of Directors concerning finances
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1993-04-08 |
| S63 | Uniform Securities Agent State Law Examination | 1984-12-11 |
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