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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2024-01-19 |
| TX | RA | APPROVED | 2024-01-19 |
Branch Locations
1450 Plainfield Rd Suite 2, Darien, IL 60561 • United States
27575 Ferry Rd Ste 101, Warrenville, IL 60555 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Woodbury Financial Services Inc | Glen Ellyn | IL | 06/2001 | 01/2024 |
| Osaic Wealth, Inc. | Warrenville | IL | 01/2024 | Present |
1) NORTHPOINT FINANCIAL GROUP POSITION: Sales Advisor NATURE: S-Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 04/01/2020 ADDRESS: 27575 Ferry Rd., Suite 101, Warrenville IL 60555, United States DESCRIPTION: Health Insurance, Term Life Insurance, Long Term Care Insurance, Disability Insurance, Fixed Annuities. This is the same company as my approved DBA 2) PAVIN WEALTH PLANNING, INC. POSITION: President NATURE: Corporation INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 5 START DATE: 05/01/2010 ADDRESS: 1754 W Desperado Way, Phoenix AZ 85085, United States DESCRIPTION: Consult with and educate Family and Small Business Owners to execute/implement a business plan. 3) WILLIAM J PAVIN IRREVOCABLE TRUST POSITION: Trustee NATURE: Father's Irrevocable Life Insurance Trust INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 10/01/2004 ADDRESS: 1754 W Desperado Way, Phoenix AZ 85085, United States DESCRIPTION: Trustee on Trust and Trust bank account from which insurance premiums are paid.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2003-11-20 |
| S63 | Uniform Securities Agent State Law Examination | 1987-04-22 |
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