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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2024-01-19
TX RA APPROVED 2024-01-19
  • IL RA
    APPROVED
    Since 2024-01-19
  • TX RA
    APPROVED
    Since 2024-01-19

Branch Locations

Phoenix, AZ • United States

1450 Plainfield Rd Suite 2, Darien, IL 60561 • United States

27575 Ferry Rd Ste 101, Warrenville, IL 60555 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Woodbury Financial Services Inc Glen Ellyn IL 06/2001 01/2024
Osaic Wealth, Inc. Warrenville IL 01/2024 Present
  • 06/2001 → 01/2024
    Woodbury Financial Services Inc
    Glen Ellyn, IL
  • 01/2024 → Present
    Warrenville, IL
Previous Registrations
  • 2006-01-26 → 2024-01-19
    Woodbury Financial Services, Inc.
    Darien, IL
    Glen Ellyn, IL
    Darien, IL
    Warrenville, IL
Other Businesses

1) NORTHPOINT FINANCIAL GROUP POSITION: Sales Advisor NATURE: S-Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 04/01/2020 ADDRESS: 27575 Ferry Rd., Suite 101, Warrenville IL 60555, United States DESCRIPTION: Health Insurance, Term Life Insurance, Long Term Care Insurance, Disability Insurance, Fixed Annuities. This is the same company as my approved DBA 2) PAVIN WEALTH PLANNING, INC. POSITION: President NATURE: Corporation INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 5 START DATE: 05/01/2010 ADDRESS: 1754 W Desperado Way, Phoenix AZ 85085, United States DESCRIPTION: Consult with and educate Family and Small Business Owners to execute/implement a business plan. 3) WILLIAM J PAVIN IRREVOCABLE TRUST POSITION: Trustee NATURE: Father's Irrevocable Life Insurance Trust INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 10/01/2004 ADDRESS: 1754 W Desperado Way, Phoenix AZ 85085, United States DESCRIPTION: Trustee on Trust and Trust bank account from which insurance premiums are paid.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2003-11-20
S63 Uniform Securities Agent State Law Examination 1987-04-22
  • S65 Uniform Investment Adviser Law Examination
    2003-11-20
  • S63 Uniform Securities Agent State Law Examination
    1987-04-22
Designations
Other Names
  • Lisa Pavin
  • Elizabeth Marie Schuster

View on SEC IAPD

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