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Beth Lynette Anderson

Spc

Birmingham, AL

Ann Arbor, MI

CRD 1307452

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Employer firm

Spc CRD 110692

$6.10B regulatory AUM 4,483 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Spc

300 Parkland Plaza, Ann Arbor, MI 48103 • United States

Current Registrations

AuthorityCategoryStatusDate
AL RA APPROVED 2025-04-07
  • AL RA
    APPROVED
    Since 2025-04-07

Branch Locations

Birmingham, AL • United States

300 Parkland Plaza, Ann Arbor, MI 48103 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Concourse Financial Group Securities Inc Birmingham AL 02/2013 02/2025
Sigma Financial Corporation Ann Arbor MI 04/2025 Present
  • 02/2013 → 02/2025
    Concourse Financial Group Securities Inc
    Birmingham, AL
  • 04/2025 → Present
    Sigma Financial Corporation
    Ann Arbor, MI
Previous Registrations
  • 2016-03-21 → 2025-02-21
    Concourse Financial Group Securities, Inc.
    Birmingham, AL
    Birmingham, AL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-03-21
S63 Uniform Securities Agent State Law Examination 2004-05-21
  • S66 Uniform Combined State Law Examination
    2016-03-21
  • S63 Uniform Securities Agent State Law Examination
    2004-05-21

View on SEC IAPD

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