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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2016-09-12 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Kittanning | PA | 06/1995 | Present |
1. 5/1/2002 - NO BUSINESS NAME - INHERITED GAS WELLS/PRODUCTION FROM PARENTS - INV REL - AT REPORTED BUSINESS LOCATION - 1/8 INTEREST IN 4 GAS WELLS. 2. 5/1/2002 - NO BUSINESS NAME - LAND WAS INHERITED FROM PARENTS - INV REL - AT REPORTED BUSINESS LOCATION - 1/4 INTEREST IN 85 ACRES UNDEVELOPED LAND. 3. 7/19/2005 - NO BUSINESS NAME - NON-VARIABLE INSURANCE - INV REL - AT REPORTED BUSINESS LOCATION - VARIOUS INSURANCE COMPANIES-INSURANCE SALES - 0% TIME SPENT. 4. 4/10/2009 - NO BUSINESS NAME - Mortgage/Real Estate Services - NOT INV REL - AT REPORTED BUSINESS LOCATION - J. ALEXANDER CALLAS REAL ESTATE - 0% TIME SPENT. 5. 4/20/2009 - J. Alexander Callas Qualified Plans Consultants - Employee Benefit Consulting - INV REL - AT REPORTED BUSINESS LOCATION - Qualified plans consultant and service administration provider - 8 HRS PER MONTH/0 HRS DURING TRADING. 6. 3/18/2014 - Armstrong Wealth Management LLC - INV REL - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Time Spent 1%. 7. 3/25/2014 - J. ALEXANDER CALLAS REAL ESTATE - REAL ESTATE RENTAL - INV REL - AT REPORTED BUSINESS LOCATION - Time Spent 3% - Rental properties on Market St, Kittanning, PA and Corner of Kelly and Robinson, Kittanning, PA 16201.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1990-07-03 |
| S63 | Uniform Securities Agent State Law Examination | 1985-04-11 |
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