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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2022-12-12 |
Branch Locations
10725 West 159Th St., Orland Park, IL 60467 • United States
4707 Executive Dr, San Diego, CA 92121-3091 • United States
10725 West 159Th St, Orlando Park, IL 60467 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lasalle St. Securities, Llc | Orland Park | IL | 03/2011 | 11/2022 |
| Lasalle St. Investment Advisors, Llc | Orland Park | IL | 03/2011 | 11/2022 |
| Lpl Financial Llc | Orlando Park | IL | 12/2022 | Present |
1) 11/16/2022 - Harbor Lighthouse Wealth Management - DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s). 2) 11/16/2022 - Fixed Insurance - Non-Variable Insurance - Selling Fixed Annuities - Orland Park, IL 60467 - Investment related - 4 Hours per month - Start date: 11/03/2022.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-11-15 |
| S63 | Uniform Securities Agent State Law Examination | 1984-11-06 |
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