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Scott Allen Sheffield

Hightower Advisors, LLC

Chicago, IL

Bellevue, WA

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Current Employers
Hightower Advisors, Llc

200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2022-12-09
  • WA RA
    APPROVED
    Since 2022-12-09

Branch Locations

200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States

777 108Th Ave. Ne Suite 2550, Bellevue, WA 98004 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sovereign Wealth Advisors Llc Mesa AZ 11/2006 12/2022
Sovereign Capital Group Llc Mesa AZ 11/2006 12/2022
Sovereign Capital Advisors Llc Mesa AZ 11/2006 12/2022
Hightower Chicago IL 12/2022 Present
  • 11/2006 → 12/2022
    Sovereign Wealth Advisors Llc
    Mesa, AZ
  • 11/2006 → 12/2022
    Sovereign Capital Group Llc
    Mesa, AZ
  • 11/2006 → 12/2022
    Sovereign Capital Advisors Llc
    Mesa, AZ
  • 12/2022 → Present
    Hightower
    Chicago, IL
Previous Registrations
  • 2006-11-21 → 2022-12-20
    Sovereign Wealth Advisors, Inc.
    Bellvue, WA
    Bellevue, WA
  • 1994-10-06 → 2006-12-04
    Strategic Wealth Management Inc
    Mercer Island, WA
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1985-01-11
  • S63 Uniform Securities Agent State Law Examination
    1985-01-11
Designations

View on SEC IAPD

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Other Offices

BROWNSON, REHMUS & FOXWORTH, INC. · CHICAGO, IL
PFINGSTEN PARTNERS, L.L.C. · CHICAGO, IL
GUGGENHEIM FUNDS DISTRIBUTORS, LLC · CHICAGO, IL
GUGGENHEIM INVESTMENTS · CHICAGO, IL
PEKIN HARDY STRAUSS, INC. · CHICAGO, IL
SPIDERROCK ADVISORS, LLC · CHICAGO, IL
PROSPECT PARTNERS ADVISORS LLC · CHICAGO, IL
DOYENNE WEALTH ADVISORS · CHICAGO, IL

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