Scott Allen Sheffield

Employer firm

Hightower Advisors, LLC CRD 145323

$199B regulatory AUM 500 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2006 → 12/2022
  Sovereign Wealth Advisors Llc
  Mesa, AZ
• 11/2006 → 12/2022
  Sovereign Capital Group Llc
  Mesa, AZ
• 11/2006 → 12/2022
  Sovereign Capital Advisors Llc
  Mesa, AZ
• 12/2022 → Present
  Hightower
  Chicago, IL

Previous Registrations

• 2006-11-21 → 2022-12-20
  Sovereign Wealth Advisors, Inc.
  Bellvue, WA
  Bellevue, WA
• 1994-10-06 → 2006-12-04
  Strategic Wealth Management Inc
  Mercer Island, WA

Exams

• S63 Uniform Securities Agent State Law Examination
  1985-01-11

Designations

• Certified Financial Planner