Larry Jay Epstein

Raymond James Financial Services Advisors, Inc

Claim This Profile

Current Employers

Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

Authority	Category	Status	Date
NH	RA	APPROVED	2025-08-14
CT	RA	APPROVED	2016-01-08

NH RA
APPROVED

Since 2025-08-14
CT RA
APPROVED

Since 2016-01-08

Branch Locations

Sunapee, NH • United States

40 Tower Lane Avon Park South, Avon, CT 06001 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Raymond James Financial Services, Inc.	Avon	CT	01/2016	Present
Raymond James Financial Services Advisors Inc	Avon	CT	01/2016	Present
Valley Financial Group, Llc	Avon	CT	03/2016	03/2022

01/2016 → Present

Raymond James Financial Services, Inc.

Avon, CT
01/2016 → Present

Raymond James Financial Services Advisors Inc

Avon, CT
03/2016 → 03/2022

Valley Financial Group, Llc

Avon, CT

Previous Registrations

2009-10-23 → 2016-01-13

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Hanover, NH

Hanover, NH

Hanover, NH

Burlington, MA
2005-03-25 → 2009-10-23

Banc Of America Investment Services, Inc.

Hanover, NH

Keene, NH

Lebanon, NH

Hanover, NH

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2004-09-14
S63	Uniform Securities Agent State Law Examination	1990-09-18

S65 Uniform Investment Adviser Law Examination

2004-09-14
S63 Uniform Securities Agent State Law Examination

1990-09-18

View on SEC IAPD

More in Sunapee, NH

Reviews

Want to share your experience?

Sign in to leave a review

Loading reviews...

Reach out to this advisor