Catherine Marie Town

Employer firm

The Ascent Group, LLC CRD 314424

$4.76B regulatory AUM 6 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2013 → 01/2017
  Saunders House
  Wynnewood, PA
• 01/2017 → 11/2017
  Bryn Mawr Terrace
  Bryn Mawrt, PA
• 11/2017 → 08/2018
  Unemployed
  Bryn Mawr, PA
• 08/2018 → 03/2020
  Shay Duska & Co
  Wayne, PA
• 03/2019 → Present
  Walsh & Nicholson Financial
  Wayne, PA
• 07/2020 → 01/2023
  Ameritas Investment Company, Llc
  Lincoln, NE
• 05/2021 → Present
  The Ascent Group, Llc
  Wayne, PA
• 02/2023 → 08/2024
  Triad Advisors
  Norcross, GA
• 08/2024 → Present
  Osaic Wealth, Inc.
  Wayne, PA

Previous Registrations

• 2021-01-22 → 2021-11-05
  Ameritas Investment Company, Llc
  Freeport, NY
  Wayne, PA

Other Businesses

1)Alera Group,Inc;investment related;3 Parkway N,Suite 500,Deerfield,IL 60015;associate;associate;1/2/2023;160 hrs/month;130 hrs during trading;support advisors as a registered admin 2)The Ascent Group;investment related;5029 Corporate Woods Drive,Suite 200,Virginia Beach,VA;SEC registered RIA;registered admin;5/15/2021;160 hrs/month;130 hrs during trading;registered admin providing administrative support to our advisors 3)Walsh & Nicholson Financial Group;investment related;119 W Wayne Ave,Wayne,PA 19087;financial planning firm;executive assistant;3/11/2019;160 hrs/month;130 hrs during trading;provide admin support to advisors

Exams

• S66 Uniform Combined State Law Examination
  2020-11-21

Other Names

• Cathy Town