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Catherine Marie Town

The Ascent Group, LLC

Wayne, PA

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Current Employers
The Ascent Group, Llc

192 Ballard Court Suite 400, Virginia Beach, VA 23462 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2021-05-14
TX RA APPROVED 2021-05-14
  • PA RA
    APPROVED
    Since 2021-05-14
  • TX RA
    APPROVED
    Since 2021-05-14

Branch Locations

119 W Wayne Ave, Wayne, PA 19087 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Saunders House Wynnewood PA 04/2013 01/2017
Bryn Mawr Terrace Bryn Mawrt PA 01/2017 11/2017
Unemployed Bryn Mawr PA 11/2017 08/2018
Shay Duska & Co Wayne PA 08/2018 03/2020
Walsh & Nicholson Financial Wayne PA 03/2019 Present
Ameritas Investment Company, Llc Lincoln NE 07/2020 01/2023
The Ascent Group, Llc Wayne PA 05/2021 Present
Triad Advisors Norcross GA 02/2023 08/2024
Osaic Wealth, Inc. Wayne PA 08/2024 Present
  • 04/2013 → 01/2017
    Saunders House
    Wynnewood, PA
  • 01/2017 → 11/2017
    Bryn Mawr Terrace
    Bryn Mawrt, PA
  • 11/2017 → 08/2018
    Unemployed
    Bryn Mawr, PA
  • 08/2018 → 03/2020
    Shay Duska & Co
    Wayne, PA
  • 03/2019 → Present
    Walsh & Nicholson Financial
    Wayne, PA
  • 07/2020 → 01/2023
    Ameritas Investment Company, Llc
    Lincoln, NE
  • 05/2021 → Present
    Wayne, PA
  • 02/2023 → 08/2024
    Triad Advisors
    Norcross, GA
  • 08/2024 → Present
    Osaic Wealth, Inc.
    Wayne, PA
Previous Registrations
  • 2021-01-22 → 2021-11-05
    Ameritas Investment Company, Llc
    Freeport, NY
    Wayne, PA
Other Businesses

1)Alera Group,Inc;investment related;3 Parkway N,Suite 500,Deerfield,IL 60015;associate;associate;1/2/2023;160 hrs/month;130 hrs during trading;support advisors as a registered admin 2)The Ascent Group;investment related;5029 Corporate Woods Drive,Suite 200,Virginia Beach,VA;SEC registered RIA;registered admin;5/15/2021;160 hrs/month;130 hrs during trading;registered admin providing administrative support to our advisors 3)Walsh & Nicholson Financial Group;investment related;119 W Wayne Ave,Wayne,PA 19087;financial planning firm;executive assistant;3/11/2019;160 hrs/month;130 hrs during trading;provide admin support to advisors

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-11-21
  • S66 Uniform Combined State Law Examination
    2020-11-21
Other Names
  • Cathy Town

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