John Joseph Jaber

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2015-06-26
CA	RA	APPROVED	2008-05-05

TX RA
APPROVED_RES

Since 2015-06-26
CA RA
APPROVED

Since 2008-05-05

Branch Locations

4105 Blackhawk Plaza Circle, Danville, CA 94506 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc	San Francisco	CA	09/2014	Present

09/2014 → Present

Ubs Financial Services Inc

San Francisco, CA

Previous Registrations

2007-04-02 → 2008-04-25

Morgan Stanley & Co. Llc

Walnut Creek, CA

San Francisco, CA

San Francisco, CA
1997-07-08 → 2007-04-02

Morgan Stanley Dw Inc.

San Francisco, CA

San Francisco, CA

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1995-04-07
S63	Uniform Securities Agent State Law Examination	1984-10-30

S65 Uniform Investment Adviser Law Examination

1995-04-07
S63 Uniform Securities Agent State Law Examination

1984-10-30

Other Names

Hanna Faraj Jaber

View on SEC IAPD