Alison Mcgowan

Current Employers

Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2024-05-03

NY RA
APPROVED

Since 2024-05-03

Branch Locations

510 Broadhollow Rd. Ste 209, Melville, NY 11747 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Advisors Llc	Melville	NY	05/2009	11/2016
Wells Fargo Clearing Services, Llc	Melville	NY	11/2016	05/2024
Wells Fargo Advisors Financial Network, Llc	Melville	NY	05/2023	Present

05/2009 → 11/2016

Wells Fargo Advisors Llc

Melville, NY
11/2016 → 05/2024

Wells Fargo Clearing Services, Llc

Melville, NY
05/2023 → Present

Wells Fargo Advisors Financial Network, Llc

Melville, NY

Previous Registrations

2021-07-27 → 2024-05-03

Wells Fargo Clearing Services, Llc

Garden City, NY

Huntington, NY

Woodbury, NY

Melville, NY

Other Businesses

AMERICAN ST BONIFACE SOCIETY, NOT INV RELATED, VAHALLA, NY. BOARD MEMBER, START 5/1/2000, 3 HOURS PER YEAR, ZERO HOURS DURING TRADING, CATHOLIC CHARITY ORGANIZATION

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1993-02-16

S63 Uniform Securities Agent State Law Examination

1993-02-16

Other Names

Alison M Mcgowan
Alison Mary Mcgowan

View on SEC IAPD