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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2017-01-23 |
| TX | RA | APPROVED | 2017-01-20 |
Branch Locations
4380 Buckeye Lane Suite 200, Beavercreek, OH 45440 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Miamisburg | OH | 08/1980 | 01/2017 |
| Bank Of America, N.A. | Miamisburg | OH | 07/2016 | 01/2017 |
| Morgan Stanley | Beavercreek | OH | 01/2017 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-07-25 |
| S63 | Uniform Securities Agent State Law Examination | 1991-03-19 |
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